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American Association of Individual
Investors - The American Association of Individual Investors
specializes in providing education in the area of stock investing, mutual
funds, portfolio management and retirement planning.
Board of
Governors of the Federal Reserve System (Federal Reserve Board - FRB)
The central bank of the U.S.; regulates the money supply and oversees
financial institutions that are members of the Federal Reserve System.
Compliance News
Excellent source, continuously updated. Also see
Compliance Corner, including Question of the Week, tips, articles
and archives. From bankinfo.com.
Compliance Desk
Companion site to The Money Page, an excellent online resource for
compliance professionals, including a message forum for specific
compliance topics.
Compliance Tools
Also from bankinfo.com, a comprehensive source for online manuals,
software and consumer publications.
Federal Deposit Insurance
Corporation (FDIC)
Provides deposit insurance to and oversight of all federally chartered
financial institutions and state chartered institutions electing coverage.
Federal Financial
Institutions Examination Council (FFIEC)
A formal interagency body to coordinate the examination and reporting
activities of the five primary regulators of financial institutions: FRB,
FDIC, NCUA, OCC and OTS.
Federal Trade Commission
(FTC)
Independent agency that enforces a variety of federal antitrust and
consumer protection laws.
Financial Crimes
Enforcement Network (FINCEN)
Primary regulator for prevention and detection of money laundering
activities, including recordkeeping (Bank Secrecy Act) and coordination
with law enforcement agencies for investigation of suspicious activities.
National Credit Union
Administration (NCUA)
Independent agency that regulates federally chartered credit unions and
administers the National Credit Union Share Insurance Fund.
NASD
Dispute Resolution - The NASD website provides you with S.E.C.
rulings, filings, calendars, market research, and more.
New York
Stock Exchange - The NYSE website allows you to search for stock
listings, companies, market information, and delayed quotes
North American Securities Administration Association -
The oldest international organization devoted to investor protection. Any
individual or organization who wishes to protect themselves from
securities fraud will find the information on this site useful.
Office of the
Comptroller of the Currency (OCC)
Treasury Department agency that regulates nationally chartered banks.
Office of Thrift
Supervision (OTS)
Treasury Department agency that regulates federally chartered thrift
institutions (savings banks) and savings and loan associations.
Securities Exchange Commission - Here
you will find Complaint assistance for investors, current news, and
searchable databases "...the investors' advocate."
State
Banking Regulators
Directory of financial institution regulators by state with links to web
sites.
US
Legislative Banking Committees
From the MoneyPage, Senate and House committees, with links to calendars,
committee members and other current information.
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